Regulation is nothing new for the financial services industry: Rules governing banks and insurance companies have existed for centuries. However, in the wake of the 2008-09 financial crises, governments worldwide have imposed even more rules, intensifying the compliance burden that financial services companies bear today. In this whitepaper, Ventana Research discusses the increased burden with governance, risk and compliance, and discusses how to leverage software to manage the problem and limit the potential for failure. Ventana also discusses the core capabilities to look for when assessing various software offerings.
Table of Contents
- The Compliance Burden
- Use Software to Manage the Burden
- A Better Approach to Compliance
- About Ventana Research